Form 4 for GHM GRAHAM CORP

Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-08 · accession 0000891839-21-000294 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-09-10	2021-09-08+	GHM	Barber James J	Dir	P - Purchase	$12.50	+5,000	27.3K	+22%	+$62.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-10	P	A	100	$12.35	31,803	D	—	—
2	Common	Common Stock	2021-09-09	P	A	4,396	$12.49	31,703	D	—	—	(F2) The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.33 to $12.65, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
3	Common	Common Stock	2021-09-08	P	A	504	$12.60	27,307	D	—	—	(F1) The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.58 to $12.60, inclusive. Mr. Barber undertakes to provide to Graham Corporation, any security holder of Graham Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.