Form 4 for GHM GRAHAM CORP
Accepted 2026-03-25 00:00:00 ET · period of report 2026-02-04 · accession 0000891839-26-000105 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-25 | 2026-02-04 | GHM | Dixon Michael E. | VP, GM of Barber-Nichols | F - Tax | $73.19 | -120 | 736 | -14% | -$8,783 |
| D | 2026-03-25 | 2026-02-04 | GHM | Dixon Michael E. | VP, GM of Barber-Nichols | M - OptEx | $0.00 | +355 | 856 | +71% | $0 |
| D | 2026-03-25 | 2026-02-04 | GHM | Dixon Michael E. | VP, GM of Barber-Nichols | M - OptEx | $0.00 | -355 | 711 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-04 | F | D | 120 | $73.19 | 736 | D | — | — | (F3) Shares withheld to cover tax withholding obligations upon the vesting of RSUs. |
| 2 | Common | Common Stock | 2026-02-04 | M | A | 355 | $0.00 | 856 | D | — | — | (F1) These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028. (F2) Includes 34 shares acquired under the Graham Corporation Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2026-02-04 | M | D | 355 | $0.00 | 711 | D | $0.00 · — to — | 355 Common Stock | (F1) These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). 355 RSUs vested on 2/4/2026 and the remaining RSUs will vest in substantially equal installments on each of 2/4/2027 and 2/4/2028. |