Form 4 for GHM GRAHAM CORP
Accepted 2026-06-03 16:34:48 ET · period of report 2026-06-01 · accession 0000891839-26-000221 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-06-03 16:34 | 2026-06-02 | GHM | Schnorr Lisa M. | Dir | M - OptEx | $0.00 | +1,956 | 37.9K | +5% | $0 |
| D | 2026-06-03 16:34 | 2026-06-02 | GHM | Schnorr Lisa M. | Dir | M - OptEx | $0.00 | -1,956 | 0 | -100% | $0 |
| D | 2026-06-03 16:34 | 2026-06-01 | GHM | Schnorr Lisa M. | Dir | A - Grant | $0.00 | +905 | 905 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-06-02 | M | A | 1,956 | $0.00 | 37,867 | D | — | — | (F1) These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. (F2) Includes 11,283 vested restricted stock units that become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
| 2 | Derivative | Restricted Stock Units | 2026-06-02 | M | D | 1,956 | $0.00 | 0 | D | $0.00 · — to — | 1,956 Common Stock | (F1) These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. (F1) These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. (F1) These restricted stock units vested on 6/2/2026 and become payable, on a one-for-one basis, in shares of the Issuer's common stock upon separation of the Reporting Person's service as a director. |
| 3 | Derivative | Restricted Stock Units | 2026-06-01 | A | A | 905 | $0.00 | 905 | D | $0.00 · — to — | 905 Common Stock | (F3) These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. (F3) These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. (F3) These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on 6/1/2027. |