Form 4 for LYTS LSI INDUSTRIES INC
Accepted 2023-08-18 00:00:00 ET · period of report 2023-08-16 · accession 0000892251-23-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-18 | 2023-08-16 | LYTS | Bastian Jeffery S. | CAO | A - Grant | $0.00 | +13.9K | 37.0K | +60% | $0 |
| DM | 2023-08-18 | 2023-05-18 | LYTS | Bastian Jeffery S. | CAO | M - OptEx | $0.00 | -24.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-16 | A | A | 4,389 | $0.00 | 27,459 | D | — | — | (F2) Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY24 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years. |
| 2 | Common | Common Shares | 2023-08-16 | A | A | 9,545 | $0.00 | 37,004 | D | — | — | (F3) Acquired shares pursuant to vesting of performance share units granted in August 2020. |
| 3 | Derivative | Option to Buy | 2023-05-18 | M | D | 4,481 | $0.00 | 0 | D | $7.20 · — to 2023-08-23 | 7,197 Common Shares | (F4) These holdings have been previously reported on Form 4. (F6) The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant. |
| 4 | Derivative | Option to Buy | 2023-05-18 | M | D | 20,000 | $0.00 | 0 | D | $6.81 · — to 2024-11-20 | 20,000 Common Shares | (F4) These holdings have been previously reported on Form 4. (F6) The option vests at a rate of 25% per year beginning on the one year anniversary of the date of grant. |