Form 4 for SM SM Energy Co
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-01 · accession 0000893538-21-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-06 | 2021-07-01 | SM | Newton Lehman E III | SVP - Ops | M - OptEx | — | +5,892 | 101.4K | +6% | — |
| DM | 2021-07-06 | 2021-07-01 | SM | Newton Lehman E III | SVP - Ops | F - Tax | $24.63 | -1,437 | 104.1K | -1% | -$35.4K |
| D | 2021-07-06 | 2021-06-30 | SM | Newton Lehman E III | SVP - Ops | J - Other | $5.20 | +2,500 | 99.7K | +3% | +$13.0K |
| DM | 2021-07-06 | 2021-07-01 | SM | Newton Lehman E III | SVP - Ops | M - OptEx | — | -5,892 | 4,190 | -58% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.01 Par Value | 2021-07-01 | M | A | 4,189 | — | 105,162 | D | — | — | (F3) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 2 | Common | Common Stock, $.01 Par Value | 2021-07-01 | F | D | 416 | $24.63 | 100,973 | D | — | — | |
| 3 | Common | Common Stock, $.01 Par Value | 2021-07-01 | M | A | 1,703 | — | 101,389 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 4 | Common | Common Stock, $.01 Par Value | 2021-06-30 | J | A | 2,500 | $5.20 | 99,686 | D | — | — | |
| 5 | Common | Common Stock, $.01 Par Value | 2021-07-01 | F | D | 1,021 | $24.63 | 104,141 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 1,703 | — | 0 | D | — · — to — | 1,703 Common Stock, $.01 Par Value | (F2) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2019. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 7 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 4,189 | — | 4,190 | D | — · — to — | 4,189 Common Stock, $.01 Par Value | (F3) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning January 1, 2020. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |