Form 4 for SM SM Energy Co

Accepted 2021-12-16 00:00:00 ET · period of report 2021-12-14 · accession 0000893538-21-000148 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-12-16	2021-12-14	SM	Copeland David W	EVP, GC	M - OptEx	—	+13.2K	243.9K	+6%	—
D	2021-12-16	2021-12-14	SM	Copeland David W	EVP, GC	F - Tax	$30.18	-5,077	238.8K	-2%	-$153.2K
D	2021-12-16	2021-12-14	SM	Copeland David W	EVP, GC	M - OptEx	—	-13.2K	26.5K	-33%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock, $.01 Par Value	2021-12-14	M	A	13,238	—	243,919	D	—	—	(F1) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.
2	Common	Common Stock, $.01 Par Value	2021-12-14	F	D	5,077	$30.18	238,842	D	—	—
3	Derivative	Restricted Stock Units	2021-12-14	M	D	13,238	—	26,478	D	— · — to —	13,238 Common Stock, $.01 Par Value	(F1) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal installments beginning July 1, 2021. The vested shares will be issued to the reporting person on the earlier of such person's retirement from the issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse.