Form 4 for SM SM Energy Co
Accepted 2023-07-06 00:00:00 ET · period of report 2023-07-03 · accession 0000893538-23-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-06 | 2023-07-03 | SM | Vogel Herbert S | Pres, CEO, Dir | F - Tax | $31.63 | -45.6K | 465.2K | -9% | -$1.44M |
| DM | 2023-07-06 | 2023-07-03 | SM | Vogel Herbert S | Pres, CEO, Dir | M - OptEx | — | +104.3K | 472.3K | +28% | — |
| D | 2023-07-06 | 2023-06-30 | SM | Vogel Herbert S | Pres, CEO, Dir | J - Other | $26.61 | +451 | 406.5K | +0.1% | +$12.0K |
| DM | 2023-07-06 | 2023-07-03 | SM | Vogel Herbert S | Pres, CEO, Dir | M - OptEx | — | -104.3K | 20.9K | -83% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.01 Par Value | 2023-07-03 | F | D | 28,777 | $31.63 | 443,512 | D | — | — | |
| 2 | Common | Common Stock, $.01 Par Value | 2023-07-03 | M | A | 20,907 | — | 464,419 | D | — | — | (F3) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. |
| 3 | Common | Common Stock, $.01 Par Value | 2023-07-03 | F | D | 9,147 | $31.63 | 455,272 | D | — | — | |
| 4 | Common | Common Stock, $.01 Par Value | 2023-07-03 | M | A | 17,605 | — | 472,877 | D | — | — | (F4) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 5 | Common | Common Stock, $.01 Par Value | 2023-07-03 | F | D | 7,703 | $31.63 | 465,174 | D | — | — | |
| 6 | Common | Common Stock, $.01 Par Value | 2023-06-30 | J | A | 451 | $26.61 | 406,514 | D | — | — | |
| 7 | Common | Common Stock, $.01 Par Value | 2023-07-03 | M | A | 65,775 | — | 472,289 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed. |
| 8 | Derivative | Restricted Stock Units | 2023-07-03 | M | D | 17,605 | — | 35,212 | D | — · — to — | 17,605 Common Stock, $.01 Par Value | (F4) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 9 | Derivative | Restricted Stock Units | 2023-07-03 | M | D | 65,775 | — | 0 | D | — · — to — | 65,775 Common Stock, $.01 Par Value | (F2) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal installments on December 14, 2021, July 1, 2022 and July 1, 2023. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed. |
| 10 | Derivative | Restricted Stock Units | 2023-07-03 | M | D | 20,907 | — | 20,907 | D | — · — to — | 20,907 Common Stock, $.01 Par Value | (F3) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2022. The vested shares will be issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares will lapse. |