Form 4 for SM SM Energy Co
Accepted 2024-07-03 00:00:00 ET · period of report 2024-07-01 · accession 0000893538-24-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-03 | 2024-07-01 | SM | Vogel Herbert S | Pres, CEO, Dir | M - OptEx | — | +59.6K | 484.2K | +14% | — |
| DM | 2024-07-03 | 2024-07-01 | SM | Vogel Herbert S | Pres, CEO, Dir | F - Tax | $43.23 | -26.1K | 466.6K | -5% | -$1.13M |
| D | 2024-07-03 | 2024-06-28 | SM | Vogel Herbert S | Pres, CEO, Dir | J - Other | $32.91 | +384 | 454.9K | +0.1% | +$12.6K |
| DM | 2024-07-03 | 2024-07-01 | SM | Vogel Herbert S | Pres, CEO, Dir | M - OptEx | — | -59.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.01 Par Value | 2024-07-01 | M | A | 20,907 | — | 475,758 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2022. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed. |
| 2 | Common | Common Stock, $.01 Par Value | 2024-07-01 | F | D | 9,222 | $43.23 | 488,369 | D | — | — | |
| 3 | Common | Common Stock, $.01 Par Value | 2024-07-01 | M | A | 21,078 | — | 497,591 | D | — | — | (F4) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2024. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 4 | Common | Common Stock, $.01 Par Value | 2024-07-01 | F | D | 7,704 | $43.23 | 476,513 | D | — | — | |
| 5 | Common | Common Stock, $.01 Par Value | 2024-07-01 | M | A | 17,606 | — | 484,217 | D | — | — | (F3) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 6 | Common | Common Stock, $.01 Par Value | 2024-06-28 | J | A | 384 | $32.91 | 454,851 | D | — | — | |
| 7 | Common | Common Stock, $.01 Par Value | 2024-07-01 | F | D | 9,147 | $43.23 | 466,611 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2024-07-01 | M | D | 21,078 | — | 42,153 | D | — · — to — | 21,078 Common Stock, $.01 Par Value | (F4) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2024. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 9 | Derivative | Restricted Stock Units | 2024-07-01 | M | D | 17,606 | — | 17,606 | D | — · — to — | 17,606 Common Stock, $.01 Par Value | (F3) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in six equal biannual installments beginning on January 1, 2023. The vested shares will be issued to the Reporting Person on the earlier of such Reporting Person's retirement from the Issuer or July 1 of the applicable year, at which time all restrictions on the vested shares will lapse. |
| 10 | Derivative | Restricted Stock Units | 2024-07-01 | M | D | 20,907 | — | 0 | D | — · — to — | 20,907 Common Stock, $.01 Par Value | (F2) Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2022. The vested shares were issued to the Reporting Person on the vesting dates, at which time all restrictions on the vested shares lapsed. |