Form 4 for TW Tradeweb Markets Inc.
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-27 · accession 0000895345-21-000760 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-31 | 2021-08-27+ | TW | Olesky Lee | CEO, Dir | M - OptEx | $20.59 | +42.6K | 483.3K | +10% | +$877.3K |
| DM | 2021-08-31 | 2021-08-27+ | TW | Olesky Lee | CEO, Dir | S - Sale+OE | $89.25 | -42.6K | 473.5K | -8% | -$3.80M |
| DM | 2021-08-31 | 2021-08-27+ | TW | Olesky Lee | CEO, Dir | M - OptEx | $0.00 | -42.6K | 762.9K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-08-30 | M | A | 32,769 | $20.59 | 506,226 | D | — | — | (F2) This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 2 | Common | Class A common stock | 2021-08-27 | M | A | 9,837 | $20.59 | 483,294 | D | — | — | (F2) This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 3 | Common | Class A common stock | 2021-08-30 | S | D | 32,769 | $89.32 | 473,457 | D | — | — | (F4) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.81, inclusive. (F2) This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 4 | Common | Class A common stock | 2021-08-27 | S | D | 9,837 | $89.02 | 473,457 | D | — | — | (F3) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.11, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. (F2) This amount includes (i) 298,526 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 34,302 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 102,906 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 29,665 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-30 | M | D | 32,769 | $0.00 | 730,179 | D | $20.59 · — to 2028-10-26 | 32,769 Class A common stock | (F6) The option is fully vested and exercisable as of the date hereof. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-27 | M | D | 9,837 | $0.00 | 762,948 | D | $20.59 · — to 2028-10-26 | 9,837 Class A common stock | (F6) The option is fully vested and exercisable as of the date hereof. |