InsiderTrades

Form 4 for STGW Stagwell Inc

Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0000895345-21-000953 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2021-11-10 2021-11-08 STGW Gross Bradley J. Dir C - Cnv Deriv — +20.95M 20.96M +161,975% —
DI 2021-11-10 2021-11-08 STGW Gross Bradley J. Dir C - Cnv Deriv — -73.8K 0 -100% —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-11-08 C A 20,948,746 — 20,961,679.33 I See of Explanation of Responses — — (F1) On September 23, 2021, the 73,849 shares of Series 8 Convertible Preferred Stock, par value $0.001 per share of the Issuer (the "Series 8 Preferred Stock"), held in the aggregate by Broad Street Principal Investments, L.L.C. ("BSPI"), StoneBridge 2017, L.P., a Delaware limited partnership ("SB Employee Fund") and StoneBridge 2017 Offshore, L.P., a Cayman Islands exempted limited partnership ("SB Employee Fund Offshore," and together with SB Employee Fund, the "Employee Funds"), converted automatically into 20,948,746 shares of Class A Common Stock of the Issuer and had no expiration date. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any. (F2) The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). GS Group is the direct owner of BSPI, which directly holds 17,420,458 shares of Class A Common Stock of the Issuer following the conversion reported herein, Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the general partner of each of SB Employee Fund, which directly holds 923,346 shares of Class A Common Stock of the Issuer following the conversion reported herein, and SB Employee Fund Offshore, which directly holds 2,604,942 shares of Class A Common Stock of the Issuer following the conversion reported herein. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 12,933.33 shares of Class A Common Stock of the Issuer.
2 Derivative Series 8 Preferred Shares 2021-11-08 C D 73,849 — 0 I See of Explanation of Responses — · — to — 20,948,746 Class A Common Stock (F1) On September 23, 2021, the 73,849 shares of Series 8 Convertible Preferred Stock, par value $0.001 per share of the Issuer (the "Series 8 Preferred Stock"), held in the aggregate by Broad Street Principal Investments, L.L.C. ("BSPI"), StoneBridge 2017, L.P., a Delaware limited partnership ("SB Employee Fund") and StoneBridge 2017 Offshore, L.P., a Cayman Islands exempted limited partnership ("SB Employee Fund Offshore," and together with SB Employee Fund, the "Employee Funds"), converted automatically into 20,948,746 shares of Class A Common Stock of the Issuer and had no expiration date. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any. (F2) The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). GS Group is the direct owner of BSPI, which directly holds 17,420,458 shares of Class A Common Stock of the Issuer following the conversion reported herein, Bridge Street Opportunity Advisors, L.L.C. ("Bridge Street") is the general partner of each of SB Employee Fund, which directly holds 923,346 shares of Class A Common Stock of the Issuer following the conversion reported herein, and SB Employee Fund Offshore, which directly holds 2,604,942 shares of Class A Common Stock of the Issuer following the conversion reported herein. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 12,933.33 shares of Class A Common Stock of the Issuer.