Form 4 for TW Tradeweb Markets Inc.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0000895345-22-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-01-05 | 2022-01-04 | TW | Peterson Justin | CTO | S - Sale | $93.61 | -17.4K | 61.3K | -22% | -$1.63M |
| 2022-01-05 | 2022-01-03 | TW | Peterson Justin | CTO | A - Grant | $0.00 | +256 | 63.8K | +0.4% | $0 | |
| 2022-01-05 | 2022-01-03 | TW | Peterson Justin | CTO | F - Tax | $100.14 | -18.0K | 63.6K | -22% | -$1.81M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2022-01-04 | S | D | 5,555 | $94.08 | 46,814 | D | — | — | (F7) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.94 to $94.30, inclusive. (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 2 | Common | Class A common stock | 2022-01-04 | S | D | 100 | $95.05 | 46,714 | D | — | — | (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 3 | Common | Class A common stock | 2022-01-04 | S | D | 300 | $96.29 | 46,414 | D | — | — | (F8) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.25 to $96.35, inclusive. (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 4 | Common | Class A common stock | 2022-01-04 | S | D | 8,941 | $93.53 | 52,369 | D | — | — | (F6) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.94 to $93.93, inclusive. (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 5 | Common | Class A common stock | 2022-01-03 | A | A | 256 | $0.00 | 63,831 | D | — | — | (F3) Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 6 | Common | Class A common stock | 2022-01-04 | S | D | 2,521 | $92.46 | 61,310 | D | — | — | (F5) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.94 to $92.88, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |
| 7 | Common | Class A common stock | 2022-01-03 | F | D | 18,043 | $100.14 | 63,575 | D | — | — | (F1) Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. (F2) This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. |