Form 4 for INTU Intuit
Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0000896878-21-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-02 | 2021-07-01 | INTU | SMITH BRAD D | Executive COB, Dir | M - OptEx | $0.00 | +11.1K | 355.0K | +3% | $0 |
| D | 2021-07-02 | 2021-07-01 | INTU | SMITH BRAD D | Executive COB, Dir | F - Tax | $491.05 | -5,322 | 360.3K | -1% | -$2.61M |
| DM | 2021-07-02 | 2021-07-01 | INTU | SMITH BRAD D | Executive COB, Dir | M - OptEx | $0.00 | -11.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 804 | $0.00 | 365,628 | D | — | — | (F3) Represents the deferred release of 768 vested restricted stock units and the vesting and release of an additional 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022. |
| 2 | Common | Common Stock | 2021-07-01 | M | A | 1,282 | $0.00 | 364,824 | D | — | — | (F2) Represents the deferred release of 1,224 vested restricted stock units and the vesting and release of an additional 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022. |
| 3 | Common | Common Stock | 2021-07-01 | M | A | 8,279 | $0.00 | 363,542 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-01 | M | A | 309 | $0.00 | 355,263 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-01 | M | A | 444 | $0.00 | 354,954 | D | — | — | (F1) Includes 3 shares of Intuit Inc. common stock acquired by the reporting person on 6/15/2021 through the Intuit Inc. Employee Stock Purchase Plan. |
| 6 | Common | Common Stock | 2021-07-01 | F | D | 5,322 | $491.05 | 360,306 | D | — | — | (F4) Represents shares withheld in connection with tax withholding obligations as follows: 4,853 shares in connection with deferred release of vested restricted stock units on 7/1/2021; 94 shares in connection with 7/1/2021 vesting of restricted stock units with deferred release date of 7/1/2022; and 375 shares in connection with restricted stock units with a vesting and release date of 7/1/2021. |
| 7 | Derivative | Restricted Stock Unit | 2021-07-01 | M | D | 444 | $0.00 | 3,552 | D | — · 2021-07-01 to — | 444 Common Stock | (F5) 1-for-1 (F6) Represents vesting and release date for these restricted stock units. (F7) Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| 8 | Derivative | Restricted Stock Unit | 2021-07-01 | M | D | 309 | $0.00 | 3,702 | D | — · 2021-07-01 to — | 309 Common Stock | (F5) 1-for-1 (F6) Represents vesting and release date for these restricted stock units. (F7) Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| 9 | Derivative | Restricted Stock Unit | 2021-07-01 | M | D | 804 | $0.00 | 7,892 | D | — · 2021-07-01 to — | 804 Common Stock | (F5) 1-for-1 (F10) Represents release date for 768 vested restricted stock units and the vesting and release date for 36 restricted stock units to accomodate the withholding of those 36 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022. (F7) Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| 10 | Derivative | Restricted Stock Unit | 2021-07-01 | M | D | 1,282 | $0.00 | 10,018 | D | — · 2021-07-01 to — | 1,282 Common Stock | (F5) 1-for-1 (F9) Represents release date for 1,224 vested restricted stock units and the vesting and release date for 58 restricted stock units to accomodate the withholding of those 58 shares in connection with tax withholding obligations for restricted stock units with a deferred release date of 7/1/2022. (F7) Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |
| 11 | Derivative | Restricted Stock Unit | 2021-07-01 | M | D | 8,279 | $0.00 | 0 | D | — · 2021-07-01 to — | 8,279 Common Stock | (F5) 1-for-1 (F8) Represents release date for these vested restricted stock units. (F7) Restricted stock units do not expire; they either vest or are canceled prior to vesting date. |