Form 4 for INTU Intuit
Accepted 2021-09-02 00:00:00 ET · period of report 2021-08-31 · accession 0000896878-21-000215 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-02 | 2021-08-31+ | INTU | Chriss James Alexander | EVP, SBSEG | M - OptEx | $230.48 | +35.5K | 3,234 | New | +$8.18M |
| DM | 2021-09-02 | 2021-08-31+ | INTU | Chriss James Alexander | EVP, SBSEG | S - Sale+OE | $564.44 | -33.5K | 1,523 | -96% | -$18.91M |
| D | 2021-09-02 | 2021-09-01 | INTU | Chriss James Alexander | EVP, SBSEG | F - Tax | $563.13 | -1,992 | 2,322 | -46% | -$1.12M |
| DM | 2021-09-02 | 2021-08-31+ | INTU | Chriss James Alexander | EVP, SBSEG | M - OptEx | $0.00 | -35.5K | 1,467 | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | M | A | 4,343 | $135.35 | 13,908 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-31 | M | A | 17,879 | $281.60 | 31,787 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-31 | S | D | 10,658 | $563.92 | 21,129 | D | — | — | (F2) This transaction was executed in multiple trades ranging from $563.23 to $564.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-08-31 | S | D | 17,806 | $564.69 | 3,323 | D | — | — | (F3) This transaction was executed in multiple trades ranging from $564.24 to $565.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-09-02 | S | D | 100 | $564.82 | 300 | D | — | — | (F9) This transaction was executed in multiple trades ranging from $564.80 to $564.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2021-08-31 | S | D | 1,223 | $567.11 | 300 | D | — | — | |
| 7 | Common | Common Stock | 2021-09-01 | M | A | 4,014 | $0.00 | 4,314 | D | — | — | |
| 8 | Common | Common Stock | 2021-09-01 | F | D | 1,992 | $563.13 | 2,322 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-02 | S | D | 527 | $560.21 | 1,795 | D | — | — | (F5) This transaction was executed in multiple trades ranging from $559.87 to $560.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2021-09-02 | S | D | 260 | $562.07 | 1,535 | D | — | — | (F6) This transaction was executed in multiple trades ranging from $561.46 to $562.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2021-09-02 | S | D | 550 | $563.08 | 985 | D | — | — | (F7) This transaction was executed in multiple trades ranging from $562.56 to $563.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2021-09-02 | S | D | 585 | $563.92 | 400 | D | — | — | (F8) This transaction was executed in multiple trades ranging from $563.69 to $564.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2021-08-31 | M | A | 6,331 | $303.94 | 9,565 | D | — | — | |
| 14 | Common | CommonStock | 2021-08-31 | M | A | 2,934 | $216.64 | 3,234 | D | — | — | |
| 15 | Common | Common Stock | 2021-08-31 | S | D | 1,800 | $565.42 | 1,523 | D | — | — | (F4) This transaction was executed in multiple trades ranging from $565.28 to $565.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-08-31 | M | D | 17,879 | $0.00 | 16,450 | D | $281.60 · 2021-08-25 to 2026-07-24 | 17,879 Common Stock | (F10) Represents last vesting date for this tranche of stock options. |
| 17 | Derivative | Restricted Stock Unit -performance-based vesting | 2021-09-01 | M | D | 4,014 | $0.00 | 0 | D | — · 2021-09-01 to — | 4,014 Common Stock | (F12) Represents the awarded and vested units pursuant to the Restricted Stock Unit (performance-based vesting) grant related to achievement of certain total shareholder return objectives. (F11) 1-for-1 (F13) Represents vesting and release date for Restricted Stock Units (performance-based vesting). (F14) Restricted Stock Units do not expire; they either vest or are canceled prior to vest date. |
| 18 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-08-31 | M | D | 4,343 | $0.00 | 0 | D | $135.35 · 2020-07-20 to 2024-07-19 | 4,343 Common Stock | |
| 19 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-08-31 | M | D | 6,331 | $0.00 | 17,048 | D | $303.94 · 2021-08-30 to 2027-07-29 | 6,331 Common Stock | (F10) Represents last vesting date for this tranche of stock options. |
| 20 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-08-31 | M | D | 2,934 | $0.00 | 1,467 | D | $216.64 · 2021-08-26 to 2025-07-25 | 2,934 Common Stock | (F10) Represents last vesting date for this tranche of stock options. |