Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2023-03-27 00:00:00 ET · period of report 2023-03-24 · accession 0000897069-23-000184 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-27 | 2023-03-24 | FCEL | Feasel Mark | EVP, Ch. Commercial Off | M - OptEx | $0.00 | +83.5K | 88.4K | +1,693% | $0 |
| D | 2023-03-27 | 2023-03-24 | FCEL | Feasel Mark | EVP, Ch. Commercial Off | F - Tax | $2.79 | -27.0K | 61.4K | -31% | -$75.4K |
| D | 2023-03-27 | 2023-03-24 | FCEL | Feasel Mark | EVP, Ch. Commercial Off | M - OptEx | $0.00 | -83.5K | 83.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-24 | M | A | 83,493 | $0.00 | 88,426 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-03-24 | F | D | 27,010 | $2.79 | 61,416 | D | — | — | |
| 3 | Derivative | Employee Restricted Stock Unit | 2023-03-24 | M | D | 83,493 | $0.00 | 83,493 | D | $0.00 · 2023-03-24 to — | 83,493 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On May 16, 2022, the reporting person was granted restricted stock units, which vest 50% on each of March 24, 2023 and March 25, 2024, subject to continued employment through such dates. |