Form 4 for PNR Pentair
Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-07 · accession 0000897069-23-001138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-09 | 2023-08-07 | PNR | Stauch John L | Pres, CEO, Dir | M - OptEx | $51.21 | +32.6K | 40.3K | +424% | +$1.67M |
| D | 2023-08-09 | 2023-08-07 | PNR | Stauch John L | Pres, CEO, Dir | S - Sale+OE | $71.42 | -32.6K | 7,690 | -81% | -$2.33M |
| D | 2023-08-09 | 2023-08-07 | PNR | Stauch John L | Pres, CEO, Dir | M - OptEx | $0.00 | -32.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-08-07 | M | A | 32,596 | $51.21 | 40,286.19 | D | — | — | (F1) End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c). |
| 2 | Common | Common Shares | 2023-08-07 | S | D | 32,596 | $71.42 | 7,690.19 | D | — | — | (F2) The price in Column 4 is a weighted average price. The prices actually received ranged from $71.34 to $71.47. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. (F1) End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c). |
| 3 | Derivative | Employee Stock Option (right to buy) | 2023-08-07 | M | D | 32,596 | $0.00 | 0 | D | $51.21 · — to 2024-01-02 | 32,596 Common Shares | (F5) This option is presently exercisable in full. |