Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2023-12-07 00:00:00 ET · period of report 2023-12-05 · accession 0000897069-23-001726 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-07 | 2023-12-05 | FCEL | Lisowski Michael | EVP, COO | M - OptEx | $0.00 | +31.7K | 160.5K | +25% | $0 |
| D | 2023-12-07 | 2023-12-05 | FCEL | Lisowski Michael | EVP, COO | F - Tax | $1.28 | -14.7K | 145.8K | -9% | -$18.8K |
| D | 2023-12-07 | 2023-12-05 | FCEL | Lisowski Michael | EVP, COO | M - OptEx | $0.00 | -31.7K | 63.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-05 | M | A | 31,736 | $0.00 | 160,496 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-12-05 | F | D | 14,707 | $1.28 | 145,789 | D | — | — | |
| 3 | Derivative | Employee Restricted Stock Unit | 2023-12-05 | M | D | 31,736 | $0.00 | 63,473 | D | — · — to — | 31,736 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On December 05, 2022, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |