Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2023-12-13 00:00:00 ET · period of report 2023-12-11 · accession 0000897069-23-001766 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-13 | 2023-12-11 | FCEL | Bishop Michael S. | EVP, CFO, Treas | M - OptEx | $0.00 | +6,522 | 175.6K | +4% | $0 |
| D | 2023-12-13 | 2023-12-11 | FCEL | Bishop Michael S. | EVP, CFO, Treas | F - Tax | $1.30 | -3,023 | 172.6K | -2% | -$3,930 |
| D | 2023-12-13 | 2023-12-11 | FCEL | Bishop Michael S. | EVP, CFO, Treas | A - Grant | $0.00 | +413.2K | 413.2K | New | $0 |
| D | 2023-12-13 | 2023-12-11 | FCEL | Bishop Michael S. | EVP, CFO, Treas | M - OptEx | $0.00 | -6,522 | 6,522 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-11 | M | A | 6,522 | $0.00 | 175,579 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-12-11 | F | D | 3,023 | $1.30 | 172,556 | D | — | — | |
| 3 | Derivative | Employee Restricted Stock Unit | 2023-12-11 | A | A | 413,223 | $0.00 | 413,223 | D | $0.00 · — to — | 413,223 Common Stock | (F4) Each restricted stock unit represents a contingent right to receive one share of common stock upon vesting of the restricted stock unit. (F5) On December 11, 2023, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |
| 4 | Derivative | Employee Restricted Stock Unit | 2023-12-11 | M | D | 6,522 | $0.00 | 6,522 | D | $0.00 · 2023-12-11 to — | 6,522 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |