Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-17 · accession 0000897069-24-001147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-21 | 2024-05-17 | FCEL | Dolger Joshua | GC, Corp Sec | F - Tax | $0.8 | -1,433 | 22.6K | -6% | -$1,146 |
| D | 2024-05-21 | 2024-05-17 | FCEL | Dolger Joshua | GC, Corp Sec | M - OptEx | $0.00 | +3,941 | 24.0K | +20% | $0 |
| D | 2024-05-21 | 2024-05-17 | FCEL | Dolger Joshua | GC, Corp Sec | M - OptEx | $0.00 | -3,941 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-17 | F | D | 1,433 | $0.8 | 22,591 | D | — | — | (F2) Includes 955 shares acquired under the Company's Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2024-05-17 | M | A | 3,941 | $0.00 | 24,024 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F2) Includes 955 shares acquired under the Company's Employee Stock Purchase Plan. |
| 3 | Derivative | Employee Restricted Stock Unit | 2024-05-17 | M | D | 3,941 | $0.00 | 0 | D | $0.00 · — to — | 3,941 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F4) On June 17, 2021, the reporting person was granted restricted stock units, which vested 100% on the third anniversary of the date of grant, subject to continued employment. |