Form 4 for VELO Velo3D, Inc.
Accepted 2024-07-03 00:00:00 ET · period of report 2024-06-18 · accession 0000897069-24-001479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-03 | 2024-06-18 | VELO | Kreger Bradley Allen | CEO, Dir | M - OptEx | — | +899 | 7,556 | +14% | — |
| D | 2024-07-03 | 2024-06-27 | VELO | Kreger Bradley Allen | CEO, Dir | S - Sale+OE | $3.16 | -327 | 7,229 | -4% | -$1,033 |
| D | 2024-07-03 | 2024-06-18 | VELO | Kreger Bradley Allen | CEO, Dir | M - OptEx | $0.00 | -899 | 4,491 | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-18 | M | A | 899 | — | 7,556 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F2) Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024. |
| 2 | Common | Common Stock | 2024-06-27 | S | D | 327 | $3.16 | 7,229 | D | — | — | (F2) Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-06-18 | M | D | 899 | $0.00 | 4,491 | D | — · — to — | 899 Common Stock | (F2) Reflects the 1-for-35 reverse stock split effected by the Issuer on June 13, 2024. (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. (F4) The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date. |