Form 4 for LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Accepted 2026-01-12 00:00:00 ET · period of report 2026-01-09 · accession 0000897069-26-000129 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-01-12 | 2026-01-09+ | LIND | BRESSLER BENJAMIN | *Founder, CEO of NHA | S - Sale+OE | $15.83 | -291.8K | 23.5K | -93% | -$4.62M |
| DMT | 2026-01-12 | 2026-01-09+ | LIND | BRESSLER BENJAMIN | *Founder, CEO of NHA | M - OptEx | $0.00 | +291.8K | 92.9K | New | $0 |
| DMT | 2026-01-12 | 2026-01-09+ | LIND | BRESSLER BENJAMIN | *Founder, CEO of NHA | M - OptEx | $0.00 | -291.8K | 444.8K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-12 | S | D | 222,386 | $16.08 | 23,466 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.24, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 2 | Common | Common Stock | 2026-01-12 | M | A | 222,386 | $0.00 | 245,852 | D | — | — | |
| 3 | Common | Common Stock | 2026-01-09 | M | A | 69,439 | $0.00 | 92,905 | D | — | — | |
| 4 | Common | Common Stock | 2026-01-09 | S | D | 69,439 | $15.03 | 23,466 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.07, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 5 | Derivative | Stock Option (right to buy) | 2026-01-09 | M | D | 69,439 | $0.00 | 667,161 | D | $8.44 · 2024-03-18 to 2034-03-17 | 69,439 Common Stock | (F3) Stock option granted under the 2021 Long Term Incentive Plan pursuant to his employment agreement. |
| 6 | Derivative | Stock Option (right to buy) | 2026-01-12 | M | D | 222,386 | $0.00 | 444,775 | D | $8.44 · 2026-01-12 to 2034-03-17 | 222,386 Common Stock | (F3) Stock option granted under the 2021 Long Term Incentive Plan pursuant to his employment agreement. |