Form 4 for LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Accepted 2026-01-16 00:00:00 ET · period of report 2026-01-14 · accession 0000897069-26-000140 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-01-16 | 2026-01-14+ | LIND | BRESSLER BENJAMIN | *Founder, CEO of NHA | S - Sale+OE | $17.07 | -101.6K | 23.5K | -81% | -$1.73M |
| DMT | 2026-01-16 | 2026-01-14+ | LIND | BRESSLER BENJAMIN | *Founder, CEO of NHA | M - OptEx | $0.00 | +101.6K | 117.7K | +629% | $0 |
| DMT | 2026-01-16 | 2026-01-14+ | LIND | BRESSLER BENJAMIN | *Founder, CEO of NHA | M - OptEx | $0.00 | -101.6K | 343.2K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-15 | S | D | 7,311 | $17.01 | 23,466 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.02, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 2 | Common | Common Stock | 2026-01-15 | M | A | 7,311 | $0.00 | 30,777 | D | — | — | |
| 3 | Common | Common Stock | 2026-01-14 | S | D | 94,259 | $17.08 | 23,466 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.19, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| 4 | Common | Common Stock | 2026-01-14 | M | A | 94,259 | $0.00 | 117,725 | D | — | — | |
| 5 | Derivative | Stock Option (right to buy) | 2026-01-14 | M | D | 94,259 | $0.00 | 350,516 | D | $8.44 · 2024-03-14 to 2034-03-17 | 94,259 Common Stock | (F2) Stock option granted under the 2021 Long Term Incentive Plan pursuant to his employment agreement. |
| 6 | Derivative | Stock Option (right to buy) | 2026-01-15 | M | D | 7,311 | $0.00 | 343,205 | D | $8.44 · 2024-03-14 to 2034-03-17 | 7,311 Stock Option (right to buy) | (F2) Stock option granted under the 2021 Long Term Incentive Plan pursuant to his employment agreement. |