Form 4 for NML Neuberger Energy Infrastructure & Income Fund Inc.
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-14 · accession 0000898432-21-000575 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-07-16 | 2021-07-14+ | NML | Rachlin Douglas A. | Portfolio Manager | P - Purchase | $4.81 | +75.0K | 110.0K | +214% | +$361.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Common Stock | 2021-07-16 | P | A | 25,000 | $4.74 | 135,000 | D | — | — | (F2) The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7250 to $4.7400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Shares of Common Stock | 2021-07-14 | P | A | 50,000 | $4.85 | 110,000 | D | — | — | (F1) The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7850 to $4.9200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |