Form 4 for ZVIA Zevia PBC
Accepted 2022-12-06 00:00:00 ET · period of report 2022-09-02 · accession 0000898432-22-000652 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-06 | 2022-09-02+ | ZVIA | White Pine, Inc./WA | 10% | C - Cnv Deriv | $0.00 | 0 | 500.0K | New | $0 |
| DM | 2022-12-06 | 2022-09-02+ | ZVIA | White Pine, Inc./WA | 10% | C - Cnv Deriv | $0.00 | -2.60M | 4.96M | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-02 | C | A | 2,100,000 | $0.00 | 2,600,000 | D | — | — | (F1) This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine. |
| 2 | Common | Class B Common Stock | 2022-12-02 | C | D | 2,100,000 | $0.00 | 4,955,938 | D | — | — | (F1) This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine. (F2) In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled. |
| 3 | Common | Class B Common Stock | 2022-09-02 | C | D | 500,000 | $0.00 | 7,055,938 | D | — | — | (F1) This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine. (F2) In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled. |
| 4 | Common | Class A Common Stock | 2022-09-02 | C | A | 500,000 | $0.00 | 500,000 | D | — | — | (F1) This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine. |
| 5 | Derivative | Class B Units | 2022-09-02 | C | D | 500,000 | $0.00 | 7,055,938 | D | — · — to — | 500,000 Class A Common Stock | (F2) In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled. |
| 6 | Derivative | Class B Units | 2022-12-02 | C | D | 2,100,000 | $0.00 | 4,955,938 | D | — · — to — | 2,100,000 Class A Common Stock | (F2) In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled. |