Form 4 for NML Neuberger Energy Infrastructure & Income Fund Inc.
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0000898432-22-000665 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-12-14 | 2022-12-12+ | NML | Rachlin Douglas A. | Portfolio Manager | P - Purchase | $6.84 | +32.1K | 270.2K | +13% | +$219.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Common Stock | 2022-12-12 | P | A | 31,536 | $6.84 | 269,637 | D | — | — | (F1) The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.8350 to $6.8400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Shares of Common Stock | 2022-12-14 | P | A | 600 | $6.84 | 270,237 | D | — | — |