Form 4 for NML Neuberger Energy Infrastructure & Income Fund Inc.
Accepted 2023-05-02 00:00:00 ET · period of report 2023-04-28 · accession 0000898432-23-000230 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-05-02 | 2023-04-28 | NML | Rachlin Douglas A. | Portfolio Manager | P - Purchase | $6.55 | +58.6K | 328.8K | +22% | +$383.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Common Stock | 2023-04-28 | P | A | 58,580 | $6.55 | 328,817 | D | — | — | (F1) The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.5500 to $6.5800. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |