InsiderTrades

Form 4 for AZIO AZIO AI HOLDINGS, INC.

Accepted 2026-07-16 16:40:19 ET · period of report 2026-07-02 · accession 0000898432-26-000498 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2026-07-16 16:40 2026-07-02 AZIO Chen Gary Chief Product Off A - Grant $0.00 +504.4K 504.4K New $0
DI 2026-07-16 16:40 2026-07-14 AZIO Chen Gary Chief Product Off S - Sale $0.00 -12.3K 492.1K -2% $0
DI 2026-07-16 16:40 2026-07-02 AZIO Chen Gary Chief Product Off A - Grant $0.00 +199.6K 199.6K New $0
DI 2026-07-16 16:40 2026-07-14 AZIO Chen Gary Chief Product Off S - Sale $0.00 -4,867 194.7K -2% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2026-07-02 A A 504,372 $0.00 504,372 I By Milthea Company Inc. — — (F3) Shares were acquired by Milthea Company Inc. of which the reporting person's spouse is the sole stockholder. (F1) Received as merger consideration pursuant to the Amended and Restated Agreement and Plan of Merger, dated July 2, 2026 ("Merger Agreement"), by and among the Issuer, EV-AZ Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub 1"), Azio AI, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub 2"), and Azio AI Corporation ("Azio"). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F2) Under the terms of the Merger Agreement, on July 2, 2026, Merger Sub 1 merged with and into Azio, with Azio surviving the first merger as a wholly owned subsidiary of the Issuer, and immediately following the first merger, Azio merged with and into Merger Sub 2, with Merger Sub 2 surviving the second merger as a wholly owned subsidiary of the Issuer (such mergers, collectively the "Merger"). Upon the closing of the Merger, outstanding shares of common stock of Azio were converted into the right to receive shares of the Issuer's common stock and Series A Non-Voting Convertible Preferred Stock (the "Series A Preferred Stock") in accordance with the Merger Agreement.
2 Common Common Stock 2026-07-14 S D 12,302 $0.00 492,070 I By Milthea Company Inc — — (F4) The transaction was pursuant to the Stock Purchase Agreement, dated as of July 14, 2026, by and between Milthea Company Inc. ("Seller") and Aventric LLC ("Buyer"). The reporting person's spouse is the sole stockholder of the Seller. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
3 Derivative Series A Preferred Stock 2026-07-02 A A 199,557 $0.00 199,557 I By Milthea Company Inc. $0.00 · 2026-07-02 to — 199,557 Common Stock (F2) Under the terms of the Merger Agreement, on July 2, 2026, Merger Sub 1 merged with and into Azio, with Azio surviving the first merger as a wholly owned subsidiary of the Issuer, and immediately following the first merger, Azio merged with and into Merger Sub 2, with Merger Sub 2 surviving the second merger as a wholly owned subsidiary of the Issuer (such mergers, collectively the "Merger"). Upon the closing of the Merger, outstanding shares of common stock of Azio were converted into the right to receive shares of the Issuer's common stock and Series A Non-Voting Convertible Preferred Stock (the "Series A Preferred Stock") in accordance with the Merger Agreement. (F3) Shares were acquired by Milthea Company Inc. of which the reporting person's spouse is the sole stockholder. (F5) Received as merger consideration pursuant to the Merger Agreement. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F5) Received as merger consideration pursuant to the Merger Agreement. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F6) The Series A Preferred Stock will become convertible into 100 shares of common stock of the Issuer upon stockholder approval. (F7) The Series A Preferred Stock is perpetual and therefore has no expiration date. (F6) The Series A Preferred Stock will become convertible into 100 shares of common stock of the Issuer upon stockholder approval.
4 Derivative Series A Preferred Stock 2026-07-14 S D 4,867 $0.00 194,690 I By Milthea Company Inc. $0.00 · 2026-07-14 to — 4,867 Common Stock (F4) The transaction was pursuant to the Stock Purchase Agreement, dated as of July 14, 2026, by and between Milthea Company Inc. ("Seller") and Aventric LLC ("Buyer"). The reporting person's spouse is the sole stockholder of the Seller. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. (F6) The Series A Preferred Stock will become convertible into 100 shares of common stock of the Issuer upon stockholder approval. (F7) The Series A Preferred Stock is perpetual and therefore has no expiration date.