Form 4 for RM Regional Management Corp.
Accepted 2024-02-15 00:00:00 ET · period of report 2024-02-14 · accession 0000899140-24-000259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-02-15 | 2024-02-15 | RM | BASSWOOD FINANCIAL FUND, L.P. | Dir, 10%, Dir-by-Deputization | S - Sale | $22.36 | -13.0K | 486.4K | -3% | -$290.7K |
| MI | 2024-02-15 | 2024-02-14 | RM | BASSWOOD FINANCIAL FUND, L.P. | Dir, 10%, Dir-by-Deputization | J - Other | $21.95 | 0 | 499.4K | New | $0 |
| MI | 2024-02-15 | 2024-02-15 | RM | BASSWOOD FINANCIAL FUND, L.P. | Dir, 10%, Dir-by-Deputization | P - Purchase | $22.85 | +13.0K | 106.3K | +14% | +$297.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | S | D | 13,000 | $22.36 | 486,365 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 2 | Common | Common Stock | 2024-02-14 | J | A | 22,828 | $21.95 | 484,057 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 3 | Common | Common Stock, par value $0.10 per share ("Common Stock") | 2024-02-14 | J | D | 38,136 | $21.95 | 461,229 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 4 | Common | Common Stock | 2024-02-15 | P | A | 9,598 | $22.85 | 268,038 | I See footnotes | — | — | (F4) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 5 | Common | Common Stock | 2024-02-14 | J | A | 15,308 | $21.95 | 499,365 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 6 | Common | Common Stock | 2024-02-15 | P | A | 93 | $22.85 | 5,411 | I See footnotes | — | — | (F5) See Exhibit 99.1 (F1) See Exhibit 99.1 |
| 7 | Common | Common Stock | 2024-02-15 | P | A | 633 | $22.85 | 486,998 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F3) See Exhibit 99.1 |
| 8 | Common | Common Stock | 2024-02-15 | P | A | 2,676 | $22.85 | 106,291 | I See footnotes | — | — | (F1) See Exhibit 99.1 (F6) See Exhibit 99.1 |