Form 4 for ATER Aterian, Inc.

Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0000899243-21-027264 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-07-02	2021-06-30	ATER	Sarig Yaniv Zion	See Remarks, Dir	A - Grant	$0.00	+319.7K	309.4K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-06-30	A	A	250,000	$0.00	559,379	D	—	—	(F4) Comprised solely of shares of restricted common stock granted pursuant to the 2018 Equity Plan that are subject to vesting. 1/3rd of the shares of restricted common stock shall vest on June 11, 2022, and 1/12th of shares of restricted common stock shall vest each quarterly period thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
2	Common	Common Stock	2021-06-30	A	A	67,261	$0.00	306,979	D	—	—	(F2) Comprised solely of shares of restricted common stock granted pursuant to the 2019 Equity Plan that are subject to vesting. The shares of restricted common stock shall vest in full on December 14, 2021.
3	Common	Common Stock	2021-06-30	A	A	2,400	$0.00	309,379	D	—	—	(F3) Comprised solely of shares of restricted common stock granted pursuant to the Issuer's Amended and Restated 2018 Equity Incentive Plan (the "2018 Equity Plan") that are subject to vesting. The shares of restricted common stock shall vest in full on January 1, 2022, subject to the Reporting Person's continued service to the Issuer through such vesting date.