Form 4 for AGEN AGENUS INC
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-15 · accession 0000899243-21-027354 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-07-01 | AGEN | Hirsch Susan B | Dir | A - Grant | $3.82 | +4,908 | 13.6K | +56% | +$18.7K |
| D | 2021-07-02 | 2021-06-15 | AGEN | Hirsch Susan B | Dir | A - Grant | $0.00 | +100.0K | 100.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | A | A | 4,908 | $3.82 | 13,637 | D | — | — | (F1) Acquired under the Agenus Inc. Board Compensation Election Policy pursuant to which a director may elect to receive her director fees in shares of Agenus' common stock. (F2) $3.820 is the is the average of the closing price for the Company's common stock for all trading days during the calendar quarter immediately preceding the date such shares were issued. |
| 2 | Derivative | Stock Option | 2021-06-15 | A | A | 100,000 | $0.00 | 100,000 | D | $3.18 · — to 2030-12-17 | 100,000 Common Stock | (F3) Option was granted on January 1, 2021, subject to shareholder approval of an increase to the available pool under the Company's 2019 Equity Incentive Plan ("2019 Plan"), which was obtained at the Company's annual shareholder meeting on June 15, 2021. Option awarded in accordance with the 2019 Plan. Option vests in full on December 17, 2022. |