InsiderTrades

Form 4 for CHPT ChargePoint Holdings, Inc.

Accepted 2021-07-02 00:00:00 ET · period of report 2021-07-01 · accession 0000899243-21-027372 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2021-07-02 2021-07-01 CHPT Suslak Neil S Dir J - Other $0.00 +660.6K 1.83M +56% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-07-01 J A 10,552 $0.00 351,151 I See Footnotes — — (F9) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F4) The Shares are held directly by Braemar CP Investments 2019 LLC.
2 Common Common Stock 2021-07-01 J A 93,891 $0.00 3,031,512 I See Footnotes — — (F9) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F8) The Shares are held directly by ChargePoint Investments LLC.
3 Common Common Stock 2021-07-01 J A 26,628 $0.00 886,130 I See Footnotes — — (F9) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F7) The Shares are held directly by ChargePoint Investments II, LLC.
4 Common Common Stock 2021-07-01 J A 349,278 $0.00 11,593,882 I See Footnotes — — (F9) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F6) The Shares are held directly by Braemar Energy Ventures III, L.P.
5 Common Common Stock 2021-07-01 J A 81,216 $0.00 2,702,655 I See Footnotes — — (F9) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F5) The Shares are held directly by Braemar CP Investments II 2020, LLC.
6 Common Common Stock 2021-07-01 J A 99,057 $0.00 1,830,332 I See Footnotes — — (F9) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F3) The Shares are held directly by Braemar ChargePoint Investments III, LLC (together with the entities listed in footnotes (4)-(8), the "Braemar Funds").