Form 4 for ONT Onterris, Inc.
Accepted 2021-07-02 00:00:00 ET · period of report 2021-06-30 · accession 0000899243-21-027389 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-02 | 2021-06-30 | ONT | Afsari Nasym | GC, Sec | S - Sale+OE | $55.00 | -18.6K | 19.8K | -48% | -$1.02M |
| D | 2021-07-02 | 2021-06-30 | ONT | Afsari Nasym | GC, Sec | M - OptEx | $6.03 | +18.6K | 38.3K | +94% | +$112.0K |
| D | 2021-07-02 | 2021-06-30 | ONT | Afsari Nasym | GC, Sec | M - OptEx | $0.00 | -18.6K | 137.8K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | S | D | 18,578 | $55.00 | 19,768 | D | — | — | |
| 2 | Common | Common Stock | 2021-06-30 | M | A | 18,578 | $6.03 | 38,346 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-06-30 | M | D | 18,578 | $0.00 | 137,785 | D | $6.03 · — to 2026-06-23 | 18,578 Common Stock | (F2) Form 4 filed by the Reporting Person on June 28, 2021 incorrectly reflected the number of options remaining following the exercise reported thereon. The correct number of options that should have been reflected thereon was 156,363. (F1) 50% of the shares subject to the option vested on June 9, 2017 and the remaining 50% vested on June 9, 2019. |