Form 4 for NKTX Nkarta, Inc.
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-01 · accession 0000899243-21-027552 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-06 | 2021-07-01 | NKTX | Mahmood Nadir | See Remarks | M - OptEx | $3.89 | +3,500 | 33.8K | +12% | +$13.6K |
| D | 2021-07-06 | 2021-07-01 | NKTX | Mahmood Nadir | See Remarks | S - Sale+OE | $31.71 | -6,500 | 27.3K | -19% | -$206.1K |
| D | 2021-07-06 | 2021-07-01 | NKTX | Mahmood Nadir | See Remarks | M - OptEx | $0.00 | -3,500 | 70.7K | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | M | A | 3,500 | $3.89 | 33,788 | D | — | — | (F2) Includes 5,293 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest. |
| 2 | Common | Common Stock | 2021-07-01 | S | D | 6,500 | $31.71 | 27,288 | D | — | — | (F2) Includes 5,293 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest. |
| 3 | Derivative | Stock Option (right to buy) | 2021-07-01 | M | D | 3,500 | $0.00 | 70,743 | D | $3.89 · — to 2029-09-05 | 3,500 Common Stock | (F3) The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. |