Form 4 for CHPT ChargePoint Holdings, Inc.
Accepted 2021-07-09 00:00:00 ET · period of report 2021-06-15 · accession 0000899243-21-028041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-07-09 | 2021-06-15 | CHPT | Suslak Neil S | Dir | X - OptEx | $1.25 | +22.3K | 3.05M | +0.7% | +$27.9K |
| DI | 2021-07-09 | 2021-06-15 | CHPT | Suslak Neil S | Dir | S - Sale+OE | $24.77 | -1,129 | 3.05M | -0.0% | -$28.0K |
| DI | 2021-07-09 | 2021-06-15 | CHPT | Suslak Neil S | Dir | X - OptEx | $0.00 | -22.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-15 | X | A | 22,337 | $1.25 | 3,053,849 | I See Footnotes | — | — | (F8) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F2) The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds"). |
| 2 | Common | Common Stock | 2021-06-15 | S | D | 1,129 | $24.77 | 3,052,720 | I See Footnotes | — | — | (F8) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F2) The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds"). |
| 3 | Derivative | Warrant (right to buy) | 2021-06-15 | X | D | 22,337 | $0.00 | 0 | I See Footnotes | $1.25 · 2021-02-26 to 2021-06-20 | 22,337 Common Stock | (F8) Mr. Suslak is the Managing Partner of Braemar Energy Ventures, which is the General Partner of each of the Braemar Funds. Mr. Suslak shares voting and investment power over the shares held by each of the Braemar Funds with William D. Lese and Donald F. Tappan, III. Each of Messrs. Suslak, Lese and Tappan disclaim beneficial ownership of the securities held by the Braemar Funds. (F2) The Shares are held directly by ChargePoint Investments LLC. (together with the entities listed in footnotes (3)-(7), the "Braemar Funds"). |