Form 4 for HGLB HIGHLAND GLOBAL ALLOCATION FUND
Accepted 2021-07-12 00:00:00 ET · period of report 2021-07-08 · accession 0000899243-21-028100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-07-12 | 2021-07-08 | HGLB | Froehlich Robert J | Dir | P - Purchase | $9.15 | +4,358 | 3,415 | New | +$39.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-08 | P | A | 3,600 | $9.15 | 6,216 | I See Footnote | — | — | (F1) These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account. |
| 2 | Common | Common Stock | 2021-07-08 | P | A | 758 | $9.15 | 3,415 | I See Footnote | — | — | (F2) These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust. |