Form 4 for SGHT Sight Sciences, Inc.
Accepted 2021-07-19 00:00:00 ET · period of report 2021-07-19 · accession 0000899243-21-028879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-19 | 2021-07-19 | SGHT | Encrantz Staffan | Dir | C - Cnv Deriv | $0.00 | +3.60M | 632.5K | New | $0 |
| DMI | 2021-07-19 | 2021-07-19 | SGHT | Encrantz Staffan | Dir | C - Cnv Deriv | $0.00 | -1.80M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-19 | C | A | 2,970,070 | $0.00 | 2,970,070 | I See footnote | — | — | (F3) This series of preferred stock has no expiration date and automatically converted into common stock on a 2 for 1 basis upon the closing of the Issuer's initial public offering. (F1) These shares are held of record by Allegro Investment Fund, L.P. ("Allegro Investment Fund"). The Reporting Person is the President of Allegro Investment Inc., the investment manager of Allegro Investment Fund, and may be deemed to beneficially own the shares held by Allegro Investment Fund. The Reporting Person disclaims beneficial ownership of the shares held by Allegro Investment Fund (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose), except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Common Stock | 2021-07-19 | C | A | 632,456 | $0.00 | 632,456 | I See footnote | — | — | (F3) This series of preferred stock has no expiration date and automatically converted into common stock on a 2 for 1 basis upon the closing of the Issuer's initial public offering. (F2) These shares are held of record by Allegro Investors LLC ("Allegro Investors"). The Reporting Person is a member of Allegro Investors and may be deemed to beneficially own the shares held by Allegro Investors. |
| 3 | Derivative | Series C Redeemable Convertible Preferred Stock | 2021-07-19 | C | D | 661,653 | $0.00 | 0 | I See footnote | — · — to — | 1,323,306 Common Stock | (F3) This series of preferred stock has no expiration date and automatically converted into common stock on a 2 for 1 basis upon the closing of the Issuer's initial public offering. (F1) These shares are held of record by Allegro Investment Fund, L.P. ("Allegro Investment Fund"). The Reporting Person is the President of Allegro Investment Inc., the investment manager of Allegro Investment Fund, and may be deemed to beneficially own the shares held by Allegro Investment Fund. The Reporting Person disclaims beneficial ownership of the shares held by Allegro Investment Fund (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose), except to the extent of his pecuniary interest therein, if any. |
| 4 | Derivative | Series B Redeemable Convertible Preferred Stock | 2021-07-19 | C | D | 98,745 | $0.00 | 0 | I See footnote | — · — to — | 197,490 Common Stock | (F3) This series of preferred stock has no expiration date and automatically converted into common stock on a 2 for 1 basis upon the closing of the Issuer's initial public offering. (F1) These shares are held of record by Allegro Investment Fund, L.P. ("Allegro Investment Fund"). The Reporting Person is the President of Allegro Investment Inc., the investment manager of Allegro Investment Fund, and may be deemed to beneficially own the shares held by Allegro Investment Fund. The Reporting Person disclaims beneficial ownership of the shares held by Allegro Investment Fund (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose), except to the extent of his pecuniary interest therein, if any. |
| 5 | Derivative | Series A Redeemable Convertible Preferred Stock | 2021-07-19 | C | D | 724,637 | $0.00 | 0 | I See footnote | — · — to — | 1,449,274 Common Stock | (F3) This series of preferred stock has no expiration date and automatically converted into common stock on a 2 for 1 basis upon the closing of the Issuer's initial public offering. (F1) These shares are held of record by Allegro Investment Fund, L.P. ("Allegro Investment Fund"). The Reporting Person is the President of Allegro Investment Inc., the investment manager of Allegro Investment Fund, and may be deemed to beneficially own the shares held by Allegro Investment Fund. The Reporting Person disclaims beneficial ownership of the shares held by Allegro Investment Fund (and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose), except to the extent of his pecuniary interest therein, if any. |
| 6 | Derivative | Series C Redeemable Convertible Preferred Stock | 2021-07-19 | C | D | 316,228 | $0.00 | 0 | I See footnote | — · — to — | 632,456 Common Stock | (F3) This series of preferred stock has no expiration date and automatically converted into common stock on a 2 for 1 basis upon the closing of the Issuer's initial public offering. (F2) These shares are held of record by Allegro Investors LLC ("Allegro Investors"). The Reporting Person is a member of Allegro Investors and may be deemed to beneficially own the shares held by Allegro Investors. |