Form 4 for SGHT Sight Sciences, Inc.
Accepted 2021-07-19 00:00:00 ET · period of report 2021-07-19 · accession 0000899243-21-028880 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-19 | 2021-07-19 | SGHT | Offer Andrew | Dir | C - Cnv Deriv | — | +3,162 | 3,162 | New | — |
| DI | 2021-07-19 | 2021-07-19 | SGHT | Offer Andrew | Dir | C - Cnv Deriv | — | +2.23M | 2.36M | +1,721% | — |
| D | 2021-07-19 | 2021-07-19 | SGHT | Offer Andrew | Dir | C - Cnv Deriv | — | -1,581 | 0 | -100% | — |
| DMI | 2021-07-19 | 2021-07-19 | SGHT | Offer Andrew | Dir | C - Cnv Deriv | — | -1.11M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-19 | C | A | 3,162 | — | 3,162 | D See footnote | — | — | (F1) The preferred stock has no expiration date and automatically converted into two shares of common stock upon the closing of the Issuer's initial public offering. (F2) These shares are held of record by Scientific Health Development II, Ltd. ("SHD II"). SHD Management, LLC is the manager of SHD II. The reporting person is the Chief Executive Officer of SHD Management, LLC and may be deemed to beneficially own the shares of common stock held by SHD II. |
| 2 | Common | Common Stock | 2021-07-19 | C | A | 2,225,752 | — | 2,355,062 | I | — | — | (F1) The preferred stock has no expiration date and automatically converted into two shares of common stock upon the closing of the Issuer's initial public offering. |
| 3 | Derivative | Series C Preferred Stock | 2021-07-19 | C | D | 1,581 | — | 0 | D See footnote | — · — to — | 3,162 Common Stock | (F1) The preferred stock has no expiration date and automatically converted into two shares of common stock upon the closing of the Issuer's initial public offering. (F2) These shares are held of record by Scientific Health Development II, Ltd. ("SHD II"). SHD Management, LLC is the manager of SHD II. The reporting person is the Chief Executive Officer of SHD Management, LLC and may be deemed to beneficially own the shares of common stock held by SHD II. |
| 4 | Derivative | Series A Redeemable Convertible Preferred Stock | 2021-07-19 | C | D | 1,086,956 | — | 0 | I See footnote | — · — to — | 2,173,912 Common Stock | (F1) The preferred stock has no expiration date and automatically converted into two shares of common stock upon the closing of the Issuer's initial public offering. (F2) These shares are held of record by Scientific Health Development II, Ltd. ("SHD II"). SHD Management, LLC is the manager of SHD II. The reporting person is the Chief Executive Officer of SHD Management, LLC and may be deemed to beneficially own the shares of common stock held by SHD II. |
| 5 | Derivative | Series B Redeemable Convertible Preferred Stock | 2021-07-19 | C | D | 25,920 | — | 0 | I | — · — to — | 51,840 Common Stock | (F1) The preferred stock has no expiration date and automatically converted into two shares of common stock upon the closing of the Issuer's initial public offering. |