Form 4 for OUST Ouster, Inc.
Accepted 2021-07-22 00:00:00 ET · period of report 2021-06-11 · accession 0000899243-21-029508 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-22 | 2021-06-11 | OUST | Heystee Susan | Interim Chief Revenue Off, Dir | M - OptEx | — | +5,752 | 109.5K | +6% | — |
| D | 2021-07-22 | 2021-07-13 | OUST | Heystee Susan | Interim Chief Revenue Off, Dir | A - Grant | — | +302.7K | 412.2K | +277% | — |
| DM | 2021-07-22 | 2021-06-11 | OUST | Heystee Susan | Interim Chief Revenue Off, Dir | M - OptEx | $0.00 | -5,752 | 11.6K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-11 | M | A | 1,891 | — | 105,589 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. |
| 2 | Common | Common Stock | 2021-06-11 | M | A | 3,861 | — | 109,450 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. |
| 3 | Common | Common Stock | 2021-07-13 | A | A | 302,717 | — | 412,167 | D | — | — | (F2) Reflects an award of 302,717 RSUs, 252,264 of which vested upon the filing of the Company's Registration Statement on Form S-8 on July 13, 2021 and 50,453 of which will vest on July 25, 2021. The RSUs have no expiration date. (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. |
| 4 | Derivative | Restricted Stock Units | 2021-06-11 | M | D | 1,891 | $0.00 | 20,805 | D | — · — to — | 1,891 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. (F3) The original grant of 22,696 RSUs granted on March 11, 2021 vested or will vest as to 1/12 of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. |
| 5 | Derivative | Restricted Stock Units | 2021-06-11 | M | D | 3,861 | $0.00 | 11,585 | D | — · — to — | 3,861 Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. (F4) The original grant of 15,446 RSUs granted on March 11, 2021 vested or will vest as to 25% of the total number of RSUs each quarter thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs have no expiration date. |