Form 4 for PENG Penguin Solutions, Inc.
Accepted 2021-07-22 00:00:00 ET · period of report 2021-07-20 · accession 0000899243-21-029545 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-07-22 | 2021-07-20 | PENG | SHAH AJAY | Dir | F - Tax | $48.16 | -3,655 | 62.8K | -5% | -$176.0K | |
| I | 2021-07-22 | 2021-07-20 | PENG | SHAH AJAY | Dir | G - Gift | $0.00 | +4,657 | 410.3K | +1% | $0 |
| 2021-07-22 | 2021-07-20 | PENG | SHAH AJAY | Dir | G - Gift | $0.00 | -4,657 | 58.2K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-07-20 | F | D | 3,655 | $48.16 | 62,845 | D See footnotes | — | — | (F2) These securities are held by Mr. Shah directly. (F3) These securities are held through trusts for the benefit of Mr. Shah and his family. (F11) This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. |
| 2 | Common | Ordinary Shares | 2021-07-20 | G | A | 4,657 | $0.00 | 410,306 | I | — | — | |
| 3 | Common | Ordinary Shares | 2021-07-20 | G | D | 4,657 | $0.00 | 58,188 | D | — | — | (F2) These securities are held by Mr. Shah directly. |