Form 4 for HIMS Hims & Hers Health, Inc.

Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-22 · accession 0000899243-21-029887 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-07-26	2021-07-22	HIMS	Boughton Soleil	CLO	M - OptEx	$11.50	+2,085	381.6K	+0.5%	+$24.0K
D	2021-07-26	2021-07-22	HIMS	Boughton Soleil	CLO	F - Tax	—	-1,529	380.1K	-0.4%	—
D	2021-07-26	2021-07-22	HIMS	Boughton Soleil	CLO	M - OptEx	$0.00	-2,085	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2021-07-22	M	A	2,085	$11.50	381,622	D	—	—
2	Common	Class A Common Stock	2021-07-22	F	D	1,529	—	380,093	D	—	—	(F1) The Reporting Person exercised a warrant to purchase 2,085 shares of the Issuer's Class A Common Stock. The warrant was exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, the Reporting Person received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrant, the withholding of shares of Class A Common Stock in the cashless exercise and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended.
3	Derivative	Warrant (right to buy)	2021-07-22	M	D	2,085	$0.00	0	D	$11.50 · 2021-01-20 to 2026-01-20	2,085 Class A Common Stock