Form 4 for PENG Penguin Solutions, Inc.
Accepted 2021-07-26 00:00:00 ET · period of report 2021-07-26 · accession 0000899243-21-029901 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-07-26 | 2021-07-26 | PENG | Silver Lake Technology Investors Sumeru Cayman, L.P. | 10% | J - Other | — | -2.29M | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-07-26 | J | D | 758,335 | — | 0 | I Held through Silver Lake Sumeru Fund Cayman, L.P. | — | — | (F1) Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman") and Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman") and certain of their respective affiliates to certain direct and indirect equityholders. (F7) Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.") (F8) This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. (F3) These securities were directly held by SLS Cayman. |
| 2 | Common | Ordinary Shares | 2021-07-26 | J | D | 1,526,909 | — | 0 | I Held through Silver Lake Partners III Cayman (AIV III), L.P. | — | — | (F1) Represents an in-kind distribution of Ordinary Shares of the Issuer by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman") and Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman") and certain of their respective affiliates to certain direct and indirect equityholders. (F6) Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. (F8) This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. (F2) These securities were directly held by SLP III Cayman. |