Form 4 for HIMS Hims & Hers Health, Inc.
Accepted 2021-07-30 00:00:00 ET · period of report 2021-07-28 · accession 0000899243-21-030881 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-30 | 2021-07-28 | HIMS | Bard Alex | Dir | M - OptEx | $11.50 | +58.0K | 313.2K | +23% | +$667.5K |
| DMI | 2021-07-30 | 2021-07-28 | HIMS | Bard Alex | Dir | F - Tax | — | -42.5K | 10.08M | -0.4% | — |
| DMI | 2021-07-30 | 2021-07-28 | HIMS | Bard Alex | Dir | M - OptEx | $0.00 | -58.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-28 | M | A | 56,307 | $11.50 | 10,125,520 | I Held by Redpoint Ventures VI, L.P. | — | — | (F3) Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-07-28 | M | A | 1,739 | $11.50 | 313,153 | I Held by Redpoint Associates VI, L.L.C. | — | — | (F3) Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2021-07-28 | F | D | 1,275 | — | 311,878 | I Held by Redpoint Associates VI, L.L.C. | — | — | (F1) RV VI and RA VI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, RV VI and RA VI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. (F3) Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2021-07-28 | F | D | 41,274 | — | 10,084,246 | I Held by Redpoint Ventures VI, L.P. | — | — | (F1) RV VI and RA VI (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, RV VI and RA VI received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. (F3) Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| 5 | Derivative | Warrant (right to buy) | 2021-07-28 | M | D | 1,739 | $0.00 | 0 | I Held by Redpoint Associates VI, L.L.C. | $11.50 · 2021-01-20 to 2026-01-20 | 1,739 Class A Common Stock | (F3) Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |
| 6 | Derivative | Warrant (right to buy) | 2021-07-28 | M | D | 56,307 | $0.00 | 0 | I Held by Redpoint Ventures VI, L.P. | $11.50 · 2021-01-20 to 2026-01-20 | 56,307 Class A Common Stock | (F3) Alex Bard is one of several members of Redpoint Ventures VI, L.L.C., the general partner of Redpoint Ventures VI, L.P. ("RV VI"), and Redpoint Associates VI, L.L.C. ("RA VI"). Mr. Bard may be deemed a beneficial owner of the securities held by RV VI and RA VI, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein. |