InsiderTrades

Form 4 for HIMS Hims & Hers Health, Inc.

Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-30 · accession 0000899243-21-031414 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DMI 2021-08-03 2021-07-30 HIMS Green Kristen Dir M - OptEx $11.50 +54.5K 8.96M +0.6% +$626.5K
DMI 2021-08-03 2021-07-30 HIMS Green Kristen Dir F - Tax — -39.9K 8.93M -0.4% —
DMI 2021-08-03 2021-07-30 HIMS Green Kristen Dir M - OptEx $0.00 -54.5K 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-07-30 M A 4,628 $11.50 832,262 I Held by Forerunner Builders II, L.P. — — (F3) Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. ("FB II") and Forerunner Partners III, L.P. ("FP III"). Ms. Green may be deemed a beneficial owner of the securities held by FB II and FP III, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
2 Common Class A Common Stock 2021-07-30 M A 49,850 $11.50 8,964,565 I Held by Forerunner Partners III, L.P. — — (F3) Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. ("FB II") and Forerunner Partners III, L.P. ("FP III"). Ms. Green may be deemed a beneficial owner of the securities held by FB II and FP III, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
3 Common Class A Common Stock 2021-07-30 F D 3,393 — 828,869 I Held by Forerunner Builders II, L.P. — — (F1) FB II and FP III (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, FB II and FP III received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. (F3) Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. ("FB II") and Forerunner Partners III, L.P. ("FP III"). Ms. Green may be deemed a beneficial owner of the securities held by FB II and FP III, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
4 Common Class A Common Stock 2021-07-30 F D 36,541 — 8,928,024 I Held by Forerunner Partners III, L.P. — — (F1) FB II and FP III (as defined below) exercised warrants to purchase shares of the Issuer's Class A Common Stock. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, FB II and FP III received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. (F3) Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. ("FB II") and Forerunner Partners III, L.P. ("FP III"). Ms. Green may be deemed a beneficial owner of the securities held by FB II and FP III, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
5 Derivative Warrant (right to buy) 2021-07-30 M D 4,628 $0.00 0 I Held by Forerunner Builders II, L.P. $11.50 · 2021-01-20 to 2026-01-20 4,628 Class A Common Stock (F3) Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. ("FB II") and Forerunner Partners III, L.P. ("FP III"). Ms. Green may be deemed a beneficial owner of the securities held by FB II and FP III, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.
6 Derivative Warrant (right to buy) 2021-07-30 M D 49,850 $0.00 0 I Held by Forerunner Partners III, L.P. $11.50 · 2021-01-20 to 2026-01-20 49,850 Class A Common Stock (F3) Ms. Green is a managing member of Forerunner Ventures GP III, LLC, which is the general partner of Forerunner Builders II, L.P. ("FB II") and Forerunner Partners III, L.P. ("FP III"). Ms. Green may be deemed a beneficial owner of the securities held by FB II and FP III, but disclaims beneficial ownership thereof, except to the extent of any pecuniary interest therein.