Form 4 for RXST RxSight, Inc.
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0000899243-21-031833 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-05 | 2021-08-03 | RXST | Wolfen Richard M. | Dir | C - Cnv Deriv | $0.00 | +1.49M | 1.76M | +547% | $0 |
| D | 2021-08-05 | 2021-08-03 | RXST | Wolfen Richard M. | Dir | C - Cnv Deriv | $0.00 | +77.0K | 78.2K | +6,436% | $0 |
| DM | 2021-08-05 | 2021-08-03 | RXST | Wolfen Richard M. | Dir | C - Cnv Deriv | $0.00 | -74.1K | 0 | -100% | $0 |
| DMI | 2021-08-05 | 2021-08-03 | RXST | Wolfen Richard M. | Dir | C - Cnv Deriv | $0.00 | -1.39M | 0 | -100% | $0 |
| DM | 2021-08-05 | 2021-08-03 | RXST | Wolfen Richard M. | Dir | M - OptEx | $0.00 | 0 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | C | A | 1,489,805 | $0.00 | 1,762,074 | I | — | — | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F6) All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F5) All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F4) All shares of the Series C Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.0251 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F8) All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F3) All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F7) All shares of the Series F Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.5205 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F1) All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 2 | Common | Common Stock | 2021-08-03 | C | A | 76,974 | $0.00 | 78,170 | D See footnote | — | — | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F6) All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F5) All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F8) All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F3) All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F1) All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 3 | Derivative | Series G Preferred Stock | 2021-08-03 | C | D | 42,552 | $0.00 | 0 | D | — · — to — | 42,552 Common Stock | (F8) All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 4 | Derivative | Series G Preferred Stock | 2021-08-03 | C | D | 357,227 | $0.00 | 0 | I | — · — to — | 357,227 Common Stock | (F8) All shares of the Series G Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 5 | Derivative | Series B Preferred Stock | 2021-08-03 | C | D | 2,017 | $0.00 | 0 | D See footnote | — · — to — | 2,017 Common Stock | (F3) All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 6 | Derivative | Series A Preferred Stock | 2021-08-03 | C | D | 11,714 | $0.00 | 0 | I See footnote | — · — to — | 11,714 Common Stock | (F1) All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 7 | Derivative | Series A Preferred Stock | 2021-08-03 | C | D | 2,800 | $0.00 | 0 | D See footnote | — · — to — | 2,800 Common Stock | (F1) All shares of the Series A Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 8 | Derivative | Series F Preferred Stock | 2021-08-03 | C | D | 154,886 | $0.00 | 0 | I | — · — to — | 235,499 Common Stock | (F7) All shares of the Series F Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.5205 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 9 | Derivative | Series C Preferred Stock | 2021-08-03 | C | D | 398,810 | $0.00 | 0 | I See footnote | — · — to — | 408,814 Common Stock | (F4) All shares of the Series C Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.0251 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 10 | Derivative | Series D Preferred Stock | 2021-08-03 | C | D | 10,807 | $0.00 | 0 | D See footnote | — · — to — | 12,586 Common Stock | (F11) The number of shares of Series D Preferred Stock reported as beneficially held by the Reporting Person in the Form 3 filed July 29, 2021 incorrectly allocated the number of shares directly and indirectly held. (F5) All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 11 | Derivative | Series H Preferred Stock | 2021-08-03 | M | A | 1,452 | $0.00 | 1,452 | D | $12.40 · — to — | 1,452 Common Stock | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 12 | Derivative | Series H Preferred Stock | 2021-08-03 | C | D | 9,680 | $0.00 | 0 | D | — · — to — | 9,680 Common Stock | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 13 | Derivative | Series H Preferred Stock | 2021-08-03 | C | D | 157,709 | $0.00 | 0 | I | — · — to — | 157,709 Common Stock | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 14 | Derivative | Series B Preferred Stock | 2021-08-03 | C | D | 246,054 | $0.00 | 0 | I See footnote | — · — to — | 246,054 Common Stock | (F3) All shares of the Series B Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 15 | Derivative | Series H Preferred Stock | 2021-08-03 | C | D | 1,452 | $0.00 | 0 | D | — · — to — | 1,452 Common Stock | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 16 | Derivative | Series E Preferred Stock | 2021-08-03 | C | D | 18,150 | $0.00 | 0 | I | — · — to — | 22,077 Common Stock | (F6) All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |
| 17 | Derivative | Series E Preferred Stock | 2021-08-03 | C | D | 4,840 | $0.00 | 0 | D See footnote | — · — to — | 5,887 Common Stock | (F6) All shares of the Series E Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.2164 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 18 | Derivative | Series D Preferred Stock | 2021-08-03 | C | D | 43,547 | $0.00 | 0 | I See footnote | — · — to — | 50,711 Common Stock | (F11) The number of shares of Series D Preferred Stock reported as beneficially held by the Reporting Person in the Form 3 filed July 29, 2021 incorrectly allocated the number of shares directly and indirectly held. (F5) All shares of the Series D Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-1.1647 basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F2) Shares held by various trusts and other entities for which the Reporting Person serves as trustee, investment advisor or manager and, in such capacity, has sole voting and dispositive over all such shares. |
| 19 | Derivative | Warrant (right to buy) | 2021-08-03 | M | D | 1,452 | $0.00 | 0 | D | $12.40 · 2017-02-24 to — | 1,452 Series H Preferred Stock | (F9) All shares of the Series H Preferred Stock, par value $0.001 per share, of the Issuer automatically converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering of its Common Stock. (F10) The warrant was exercised for Series H Preferred Stock immediately prior to the closing of the Issuer's initial public offering of its Common Stock. |