Form 4 for HIMS Hims & Hers Health, Inc.
Accepted 2021-08-06 00:00:00 ET · period of report 2021-07-28 · accession 0000899243-21-031999 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-06 | 2021-07-28 | HIMS | O'Keefe Lynne Chou | Dir | F - Tax | — | -646 | 157.9K | -0.4% | — |
| DI | 2021-08-06 | 2021-07-28 | HIMS | O'Keefe Lynne Chou | Dir | M - OptEx | $11.50 | +881 | 158.5K | +0.6% | +$10.1K |
| DI | 2021-08-06 | 2021-07-28 | HIMS | O'Keefe Lynne Chou | Dir | M - OptEx | $0.00 | +881 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-28 | F | D | 646 | — | 157,874 | I Held by Define Ventures Fund I, L.P. | — | — | (F1) Define Ventures Fund I, L.P. exercised warrants to purchase shares of the Issuer's Class A Common Stock on July 28, 2021. The warrants were exercised on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, Define Ventures Fund I, L.P. received 0.267 shares per warrant exercised and the Issuer withheld 0.733 shares per warrant exercised. The exercise of the warrants, the withholding of shares of Class A Common Stock in the cashless exercises and the resulting issuance of the net shares of Class A Common Stock were exempt under Rule 16b-3 of the Securities Exchange Act of 1934, as amended. (F3) Ms.Chou O'Keefe may be deemed a beneficial owner of the securities held by Define Ventures Fund I, L.P.. |
| 2 | Common | Class A Common Stock | 2021-07-28 | M | A | 881 | $11.50 | 158,520 | I Held by Define Ventures Fund I, L.P. | — | — | (F3) Ms.Chou O'Keefe may be deemed a beneficial owner of the securities held by Define Ventures Fund I, L.P.. |
| 3 | Derivative | Warrant (right to buy) | 2021-07-28 | M | A | 881 | $0.00 | 0 | I Held by Define Ventures Fund I, L.P. | $11.50 · 2021-01-20 to 2026-01-20 | 881 Class A Common Stock | (F3) Ms.Chou O'Keefe may be deemed a beneficial owner of the securities held by Define Ventures Fund I, L.P.. |