Form 4 for ATEC Alphatec Holdings, Inc.
Accepted 2021-08-11 00:00:00 ET · period of report 2021-08-09 · accession 0000899243-21-032565 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-11 | 2021-08-09+ | ATEC | Pritzker Jennifer N. | 10% | P - Purchase | $13.90 | +2,000 | 38.2K | +6% | +$27.8K |
| I | 2021-08-11 | 2021-08-09 | ATEC | Pritzker Jennifer N. | 10% | P - Purchase | $14.69 | +3,000 | 2.73M | +0.1% | +$44.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-09 | P | A | 1,000 | $14.68 | 37,200 | D See footnote | — | — | (F1) These shares are held by Tawani Holdings LLC, a manager-managed limited liability company where the reporting person is one of two managers and whose controlling member is a revocable trust (the "Trust") for the benefit of the reporting person, who also serves as trustee of the Trust. In such capacity, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-08-11 | P | A | 1,000 | $13.13 | 38,200 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-09 | P | A | 3,000 | $14.69 | 2,725,805 | I | — | — |