InsiderTrades

Form 4 for JOBY Joby Aviation, Inc.

Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-10 · accession 0000899243-21-032863 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2021-08-12 2021-08-10 JOBY Saluja Dipender Dir A - Grant — +37.46M 1.18M New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-08-10 A A 10,193,889 — 10,193,889 I See Footnote — — (F1) On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer. (F2) The shares of common stock are held of record by Capricorn-Libra Investment Group, L.P., for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Capricorn-Libra Investment Group, L.P. therefore may be deemed to be the beneficial owner of such shares.
2 Common Common Stock 2021-08-10 A A 26,086,247 — 26,086,247 I See Footnote — — (F1) On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer. (F3) The shares of common stock are held of record by Technology Impact Fund, L.P., for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Technology Impact Fund, L.P. therefore may be deemed to be the beneficial owner of such shares.
3 Common Common Stock 2021-08-10 A A 1,175,460 — 1,175,460 I See Footnote — — (F1) On August 10, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of February 23, 2021, by and among the Issuer, RTP Merger Sub Inc. ("Merger Sub") and Joby Aero, Inc. ("Joby"), Merger Sub merged with and into Joby with Joby surviving as a wholly owned subsidiary of the Issuer (the "Merger"). Upon consummation of the Merger (the "Effective Time"), each issued and outstanding share of common stock of Joby was automatically cancelled and converted into approximately 3.4572 (the "Exchange Ratio") shares of common stock of the Issuer. (F4) The shares of common stock are held of record by Technology Impact Growth Fund, LP, for which Dipender Saluja is expected to exercise voting and dispositive power. Dipender Saluja has voting and dispositive power of the shares held by Technology Impact Growth Fund, LP therefore may be deemed to be the beneficial owner of such shares.