Form 4 for GTM ZoomInfo Technologies Inc.
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-11 · accession 0000899243-21-032971 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-13 | 2021-08-11 | GTM | TC Group Cayman Investment Holdings Sub L.P. | 10% | C - Cnv Deriv | $0.00 | +495.3K | 495.3K | New | $0 |
| DI | 2021-08-13 | 2021-08-11 | GTM | TC Group Cayman Investment Holdings Sub L.P. | 10% | S - Sale | $62.00 | -495.3K | 0 | -100% | -$30.71M |
| DI | 2021-08-13 | 2021-08-11 | GTM | TC Group Cayman Investment Holdings Sub L.P. | 10% | C - Cnv Deriv | $0.00 | -495.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-08-11 | C | A | 495,282 | $0.00 | 495,282 | I By Carlyle Partners VI Dash Holdings, L.P. | — | — | (F1) The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. |
| 2 | Common | Class A Common Stock | 2021-08-11 | S | D | 495,282 | $62.00 | 0 | I By Carlyle Partners VI Dash Holdings, L.P. | — | — | (F1) The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. |
| 3 | Derivative | Class C Common Stock | 2021-08-11 | C | D | 495,282 | $0.00 | 0 | I By Carlyle Partners VI Dash Holdings, L.P. | — · — to — | 495,282 Class A Common Stock | (F1) The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities held of record by Carlyle Partners VI Dash Holdings, L.P. ("Carlyle VI Dash"), is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VI, L.L.C., which is the general partner of TC Group VI, L.P., which is the general partner of Carlyle VI Dash. (F2) The Class C Common Stock may be converted into shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder and has no expiration date. |