Form 4 for CG Carlyle Group Inc.
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-11 · accession 0000899243-21-033055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-08-13 | 2021-08-11+ | CG | Rubenstein David M. | Dir | S - Sale | $47.10 | -4.00M | 33.25M | -11% | -$188.39M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-11 | S | D | 2,100,000 | $46.46 | 35,149,644 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-13 | S | D | 4,800 | $48.86 | 33,249,644 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $48.83 to $48.88, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-08-13 | S | D | 1,895,200 | $47.80 | 33,254,444 | D | — | — |