Form 4 for PUBM PubMatic, Inc.
Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-12 · accession 0000899243-21-033175 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-16 | 2021-08-12 | PUBM | NEXUS INDIA CAPITAL I L P | 10% | C - Cnv Deriv | — | +3.03M | 3.03M | New | — |
| D | 2021-08-16 | 2021-08-12 | PUBM | NEXUS INDIA CAPITAL I L P | 10% | J - Other | — | -3.03M | 0 | -100% | — |
| D | 2021-08-16 | 2021-08-12 | PUBM | NEXUS INDIA CAPITAL I L P | 10% | J - Other | $0.00 | -965.3K | 4.62M | -17% | $0 |
| D | 2021-08-16 | 2021-08-12 | PUBM | NEXUS INDIA CAPITAL I L P | 10% | C - Cnv Deriv | $0.00 | -3.03M | 5.59M | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-08-12 | C | A | 3,034,653 | — | 3,034,653 | D | — | — | (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 2 | Common | Class A common stock | 2021-08-12 | J | D | 3,034,653 | — | 0 | D | — | — | (F1) Represents a pro-rata in-kind distribution of Class A common stock and Class B common stock, and not a purchase or sale, without additional consideration to its partners |
| 3 | Derivative | Class B Common Stock | 2021-08-12 | J | D | 965,347 | $0.00 | 4,624,843 | D | — · — to — | 965,347 Class A common stock | (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |
| 4 | Derivative | Class B common stock | 2021-08-12 | C | D | 3,034,653 | $0.00 | 5,590,190 | D | — · — to — | 3,034,653 Class A common stock | (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. |