Form 4/A for HIPO Hippo Holdings Inc.
Accepted 2021-08-20 00:00:00 ET · period of report 2021-08-04 · accession 0000899243-21-033797 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMAI | 2021-08-20 | 2021-08-04 | HIPO | Pinkovezky Aviad | Chief Product Off | A - Grant | — | +2.11M | 1.97M | New | — |
| DAI | 2021-08-20 | 2021-08-04 | HIPO | Pinkovezky Aviad | Chief Product Off | D - Sale to Iss | — | -300.0K | 1.67M | -15% | — |
| DMA | 2021-08-20 | 2021-08-04 | HIPO | Pinkovezky Aviad | Chief Product Off | A - Grant | — | +1.10M | 86.9K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-04 | A | A | 139,081 | — | 139,081 | I See footnote | — | — | (F1) Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards. (F5) Shares held by NORTH POINT TRUST COMPANY, LLC, as Trustee of the EDP FAMILY IRREVOCABLE TRUST dated April 3, 2021. |
| 2 | Common | Common Stock | 2021-08-04 | D | D | 300,000 | — | 1,670,920 | I See footnote | — | — | (F4) Shares redeemed by the Issuer at a price per share of $10 in a transaction exempt pursuant to Rule 16b-3(e). (F3) Shares held by Pinkovezky 2019 Living Trust. |
| 3 | Common | Common Stock | 2021-08-04 | A | A | 1,970,920 | — | 1,970,920 | I See footnote | — | — | (F1) Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards. (F2) The original Form 4 filed by the Reporting Person on 8/4/2021 contained administrative errors. This Form 4/A corrects the aforementioned errors and accurately reflects the Reporting Person's ownership. (F3) Shares held by Pinkovezky 2019 Living Trust. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-08-04 | A | A | 347,716 | — | 347,716 | D | $1.06 · — to 2030-12-03 | 347,716 Common Stock | (F1) Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards. (F9) 1/48th of the shares underlying the option vest on each monthly anniversary measured from December 1, 2020, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-04 | A | A | 405,674 | — | 405,674 | D | $0.34 · — to 2029-05-14 | 405,674 Common Stock | (F1) Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards. (F8) 1/48th of the shares underlying the option vest on each monthly anniversary measured from May 13, 2019, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-04 | A | A | 260,787 | — | 260,787 | D | $0.34 · — to 2029-01-22 | 260,787 Common Stock | (F1) Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards. (F7) 1/48th of the shares underlying the option vest on each monthly anniversary measured from January 23, 2019, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-04 | A | A | 86,929 | — | 86,929 | D | $0.16 · — to 2028-01-23 | 86,929 Common Stock | (F1) Pursuant to the business combination of Hippo Holdings Inc. (the "Issuer") and Hippo Enterprises Inc. ("Old Hippo"), each share of Old Hippo outstanding common stock was automatically converted into the right to shares of the Issuer's Common Stock based on a 1 to 6.95433 conversion ratio ("Conversion Ratio"). In addition, each outstanding Old Hippo equity award was automatically converted into a corresponding equity award of the Issuer based on the Conversion Ratio and with the same terms and vesting conditions as the Old Hippo equity awards. (F6) 1/48th of the shares underlying the option vest on each monthly anniversary measured from January 23, 2018, subject to the Reporting Person continuing to provide services to the Issuer through the applicable vesting date. |